文章摘要
基于机器学习的老年肌少症风险预测模型及其中医病因学机制探讨
Risk Prediction Model of Sarcopenia in the Elderly Based on Machine Learning and Its TCM Etiological Mechanism
投稿时间:2026-07-21  修订日期:2026-07-21
DOI:
中文关键词: 肌少症  机器学习  XGBoost  随机森林  病因病机
英文关键词: Sarcopenia  Machine learning  XGBoost  Random Forest  Etiology and pathogenesis
基金项目:国家重点研发计划“中医药现代化”重点专项资助项目(2025YFC3508400)
作者单位邮编
巴鑫 华中科技大学同济医学院附属同济医院中西医结合科 430030
韩亮 华中科技大学同济医学院附属同济医院 
林维继 华中科技大学同济医学院附属同济医院 
杨家乐 华中科技大学同济医学院附属同济医院 
覃凯 华中科技大学同济医学院附属同济医院 
陈哲 华中科技大学同济医学院附属同济医院 
涂胜豪* 华中科技大学同济医学院附属同济医院 
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中文摘要:
  目的 采用高阶机器学习算法构建老年肌少症(Sarcopenia)的风险预测模型,并基于模型特征重要性(Feature Importance)反向映射并探讨其发病的中医病因病机,为中西医结合早期防治肌少症提供客观依据。 方法 回顾性分析2021年1月-2024年6月期间华中科技大学同济医学院附属同济医院等收治或体检的 1253 例老年人群临床资料。将数据集按照 8:2 划分为训练集与测试集。运用袋装树(Bagged Trees)算法进行缺失值单一插补,采用 LASSO 回归筛选核心特征。分别构建传统 Logistic 回归、随机森林(Random Forest, RF)以及极端梯度提升树(XGBoost)模型。通过计算受试者工作特征曲线下面积(AUC)、灵敏度及特异度评估模型效能,并利用 XGBoost提取特征重要性,结合中医经典理论进行病因病机探析。 结果 本研究人群肌少症患病率为 24.58%。LASSO 回归从 24 个初始变量中筛选出 10个核心预测变量。模型效能对比显示,Logistic 回归(AUC=0.766,灵敏度0.328)在处理类别不平衡和非线性特征时存在局限;RF模型(AUC=0.846,灵敏度0.820)与 XGBoost 模型(AUC=0.837,灵敏度0.771)表现优越。经 Youden 指数优化阈值后,XGBoost模型的灵敏度为 0.885,特异度为0.630,整体分类效能优秀。XGBoost特征重要性分析显示,年龄、衰弱状态、跌倒史、焦虑/抑郁风险、进食状态与体重下降,以及空巢和婚姻状态是预测老年肌少症的核心因素。 结论 基于 XGBoost的机器学习模型能够精准预测老年肌少症风险。模型筛选出的高危特征与中医“脾肾两虚”“阳明虚,宗筋纵”“情志内伤”等病机改变高度契合。这提示在肌少症的临床防治中,除常规营养与运动干预外,还可秉承“治痿独取阳明”之法,辅以健脾温肾、疏肝解郁,从而构建更为精准的中西医结合干预策略。
英文摘要:
    Objective: To construct a risk prediction model for sarcopenia in the elderly using advanced machine learning algorithms, and to reversely map and explore its Traditional Chinese Medicine (TCM) etiology and pathogenesis based on feature importance. This study aims to provide an objective basis for the early prevention and treatment of sarcopenia through an integrative approach combining Chinese and Western medicine. Methods: Clinical data of 1,253 elderly individuals admitted or undergoing physical examinations at Tongji Hospital, Tongji Medical College of Huazhong University of Science and Technology, and other institutions from January 2021 to June 2024, were retrospectively analyzed. The dataset was divided into a training set and a testing set at an 8:2 ratio. The Bagged Trees algorithm was used for the single imputation of missing values, and LASSO regression was applied to screen for core features. Three models were constructed: traditional Logistic regression, Random Forest (RF), and eXtreme Gradient Boosting (XGBoost). Model performance was evaluated by calculating the area under the receiver operating characteristic curve (AUC), sensitivity, and specificity. Furthermore, feature importance was extracted using the XGBoost model to analyze the etiology and pathogenesis in conjunction with classical TCM theories. Results: The prevalence of sarcopenia in the study population was 24.58%. LASSO regression identified 10 core predictive variables from 24 initial variables. A comparison of model performance showed that Logistic regression (AUC=0.766, sensitivity=0.328) had limitations in handling class imbalance and non-linear features; in contrast, the RF model (AUC=0.846, sensitivity=0.820) and XGBoost model (AUC=0.837, sensitivity=0.771) demonstrated superior performance. After optimizing the threshold using the Youden index, the XGBoost model achieved a sensitivity of 0.885 and a specificity of 0.630, indicating excellent overall classification efficacy. The XGBoost feature importance analysis revealed that age, frailty status, history of falls, risk of anxiety/depression, eating status and weight loss, as well as empty-nest and marital status, are the core predictive factors for sarcopenia in the elderly. Conclusion: The machine learning model based on XGBoost can accurately predict the risk of sarcopenia in the elderly. The high-risk features identified by the model highly align with TCM pathogenic changes such as "deficiency of both spleen and kidney," "deficiency of Yangming leading to laxity of the ancestral sinews," and "internal emotional injury." This suggests that in the clinical prevention and treatment of sarcopenia, alongside conventional nutritional and exercise interventions, practitioners can apply the classic principle of "treating flaccidity syndrome by solely targeting the Yangming meridian," supplemented by invigorating the spleen, warming the kidney, soothing the liver, and relieving depression, to construct a more precise, integrative intervention strategy.
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